Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Deppe is a financial advisor with over 23 years of experience in the financial services industry. John is currently registered with Equitable Distributors, LLC in Charlotte, North Carolina. John has held previous positions with Transamerica Capital, Inc., Directed Services LLC, ING Funds Distributor, Inc., and Kemper Distributors, Inc. John is licensed to sell securities in Florida, Georgia, Illinois, Maryland, New York, Virginia, West Virginia and Wisconsin. John holds the Series 7 and Series 63 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
03/04/2021 - Present
Equitable Distributors, LLC (Charlotte NC)
CO
04/01/2009 - 02/25/2021
TRANSAMERICA CAPITAL, INC. (DENVER CO)
PA
02/18/2000 - 03/19/2009
DIRECTED SERVICES LLC (WEST CHESTER PA)
DE
06/30/2000 - 09/06/2000
ING FUNDS DISTRIBUTOR, INC. (WILMINGTON DE)
IL
08/05/1998 - 01/20/2000
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
BC
Issued 06/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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