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John D Baka

Virtus Investment Advisers, Inc.

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About John D Baka

John D. Baka is a registered investment advisor representative with Virtus Investment Advisers, Inc. John has over 20 years of experience in the financial industry. John's experience includes working for several other financial institutions including Ridgeworth Distributors LLC, Columbia Management Investment Distributors, Inc., Riversource Distributors, Inc., Calamos Financial Services LLC, and Kemper Distributors, Inc.. John holds Series 6, 7, 63, and 65 securities licenses. John is a resident of AURORA, IL.

Firm Information

John Baka is currently registered with Virtus Investment Advisers, Inc.. Virtus Investment Advisers, Inc. is an investment advisor registered with the SEC. Located in HARTFORD, CT, the firm primarily serves investment companies, managing $53,982,609,839 in assets for 105 clients. Virtus Investment Advisers, Inc. also provides selection of other advisors and other advisory services.
Virtus Investment Advisers, Inc.

ONE FINANCIAL PLAZA

HARTFORD, CT 06103

$53.98B

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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an employee of an affiliate is contracted w/ cnbc media as host or guest providing market commentary.

An employee of an affiliate is contracted w/ cnbc media as host or guest providing market commentary.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Baka’s Registration & Firm History

IL

11/19/2018 - Present

Virtus Investment Advisers, Inc. (AURORA IL)

ME

04/15/2011 - 06/01/2017

RIDGEWORTH DISTRIBUTORS LLC (PORTLAND ME)

MN

01/02/2009 - 05/17/2010

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (MINNEAPOLIS MN)

MN

11/12/2008 - 01/02/2009

RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)

IL

01/07/2000 - 11/03/2008

CALAMOS FINANCIAL SERVICES LLC (NAPERVILLE IL)

IL

05/14/1998 - 09/07/1999

KEMPER DISTRIBUTORS, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 03/27/2009

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/30/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/1999

Series 7 - General Securities Representative Examination

BC

Issued 05/08/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John D Baka.
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