Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Cyrus Momtazee is a financial advisor with Moelis & Co. LLC. John has been in the financial industry since 1997. John is a Series 7, 24, 63, 79TO, 99TO and SIE licensed advisor. John is registered with FINRA and in California. Prior to joining Moelis & Co. LLC, John worked at UBS Securities LLC, Mercanti Securities, LLC, and Donaldson, Lufkin & Jenrette Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/13/2007 - Present
Moelis & Co. LLC (LOS ANGELES CA)
CA
09/14/2007 - 12/19/2007
MERCANTI SECURITIES, LLC (LOS ANGELES CA)
CA
06/21/2001 - 06/20/2007
UBS SECURITIES LLC (LOS ANGELES CA)
NJ
08/28/1997 - 03/07/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 09/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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