Unclaimed
John Cuong Luong is a registered representative with Nylife Securities LLC. John has been in the securities industry since 2008 and is licensed to sell securities in California and New York. John holds Series 6, 7, and 63 licenses and the SIE exam. John is located at the San Francisco office of Nylife Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/04/2008 - Present
Nylife Securities LLC (SAN FRANCISCO CA)
BC
Issued 09/17/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/03/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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