Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Cunningham is a financial advisor with Raymond James Financial Services, Inc. John has been in the financial services industry since 2013. John has a wide range of experience and holds several licenses including Series 6, 7, 9, 10, 14, 24, 62, 63, 82TO, 99TO and SIE. John is registered in 53 states. John was previously registered with Finalis Securities LLC, Raymond James Financial Services, Inc., Stillpoint Capital, LLC, and BBVA Securities Inc.. John is committed to providing clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
07/14/2020 - Present
Raymond James Financial Services, Inc. (ST PETERSBURG FL)
FL
04/21/2020 - 05/12/2022
FINALIS SECURITIES LLC (Clearwater FL)
FL
02/22/2019 - 03/04/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
FL
05/16/2016 - 11/02/2018
STILLPOINT CAPITAL, LLC (TAMPA FL)
FL
06/04/2015 - 10/07/2015
BBVA SECURITIES INC. (JACKSONVILLE FL)
FL
04/07/2003 - 08/28/2006
CUNA BROKERAGE SERVICES, INC. (HOLIDAY FL)
BC
Issued 06/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/12/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/11/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/23/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/24/2016
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 06/04/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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