Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Cullen Heffers is a registered representative with Mizuho Securities USA LLC. John has over 20 years of experience in the financial services industry. John holds the Series 7, Series 24, and Series 63 securities licenses. John is also registered with the Financial Industry Regulatory Authority (FINRA) and the state of New York. John's previous employers include Stifel, Nicolaus & Company, Incorporated, Sterne, Agee & Leach, Inc., and KBC Financial Products USA, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/10/2018 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
06/05/2015 - 04/24/2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
01/23/2009 - 06/05/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
12/03/2002 - 12/19/2008
KBC FINANCIAL PRODUCTS USA, INC. (NEW YORK NY)
BC
Issued 03/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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