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John Critelli

Mizuho Securities USA LLC

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About John Critelli

John Critelli is a financial professional with over 27 years of experience in the industry. John is currently registered with Mizuho Securities USA LLC and is licensed to conduct business in all 50 states. John has a broad range of experience in the financial services industry, having worked at firms such as Deutsche Bank Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Paine Webber Incorporated. John holds the Series 7, Series 24, Series 63, SIE, and Series 79TO licenses.

Firm Information

John Critelli is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Critelli’s Registration & Firm History

NY

10/14/2009 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

04/14/2009 - 07/28/2009

LEDGEMONT CAPITAL MARKETS LLC (NEW YORK NY)

NY

05/01/2003 - 04/08/2008

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

07/20/2001 - 04/28/2003

MERRILL LYNCH GOVERNMENT SECURITIES INC. ("MLGSI") (NEW YORK NY)

NY

01/19/2001 - 04/28/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NJ

07/08/1994 - 11/29/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 06/23/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/29/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Critelli.
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