Unclaimed
John Cristian Lacapra is a financial professional with over 14 years of experience in the industry. John has been with Northern Trust Securities, Inc. since November 2014. John previously worked at Citigroup Global Markets Inc. and is registered in Florida with a Series 7, Series 52, Series 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
11/24/2014 - Present
Northern Trust Securities, Inc. (MIAMI FL)
NY
11/07/2000 - 04/30/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 01/15/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/06/2000
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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