Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Creighton Miller is a financial advisor with over 20 years of experience in the industry. John is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since August 2020. John previously worked at Morgan Stanley Smith Barney LLC from September 2019 to January 2020. John holds the Series 66, Series 7TO, and SIE licenses. John is a licensed securities professional in several states, including Alaska, California, Colorado, Florida, Hawaii, Idaho, Illinois, Iowa, Kansas, Maryland, Mississippi, Missouri, Montana, Ohio, Oklahoma, Oregon, South Dakota, Texas, Virginia, and Washington. John also has experience in the financial services industry, including working at Pacific Shipyards Int and PPG Paints. John is committed to providing clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
11/04/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HONOLULU HI)
HI
11/01/2019 - 01/31/2020
MORGAN STANLEY (HONOLULU HI)
BOTH
Issued 03/02/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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