Unclaimed
John Craig Walker is an investment advisor representative currently affiliated with Edward Jones. John has been in the securities industry since 1994 and has been with Edward Jones since 2015. Previously, John worked for companies such as The Buckingham Research Group Incorporated, BMO Capital Markets Corp. and ABN AMRO Incorporated. John is registered with FINRA and has passed the Series 7, Series 63, Series 66, and SIE exams. John's specializations include offering investment advice to individuals, businesses, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
03/24/2022 - Present
Edward Jones (PETALUMA CA)
NY
11/10/2014 - 06/15/2015
THE BUCKINGHAM RESEARCH GROUP INCORPORATED (NEW YORK NY)
CA
04/29/2002 - 01/10/2013
BMO CAPITAL MARKETS CORP. (SAN FRANCISCO CA)
CT
03/01/2002 - 04/17/2002
ABN AMRO INCORPORATED (STAMFORD CT)
NY
04/30/2001 - 03/01/2002
ABN AMRO SECURITIES LLC (NEW YORK NY)
CT
01/02/1997 - 04/30/2001
ABN AMRO INCORPORATED (STAMFORD CT)
IL
02/15/1996 - 01/02/1997
THE CHICAGO CORPORATION (CHICAGO IL)
NY
02/16/1994 - 02/20/1996
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
CA
09/05/1989 - 07/11/1991
EQUITEC SECURITIES COMPANY (OAKLAND CA)
BOTH
Issued 06/15/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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