Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Craig Putrino is an active investment advisor representative with Oppenheimer & Co. Inc. John has been in the industry since 1997, and has held previous positions with Janney Montgomery Scott LLC, BMO Capital Markets Corp., Imperial Capital, LLC, Credit Suisse Securities (USA) LLC, and BZW Securities Inc. John is a registered principal and has passed the Series 7, Series 24, Series 63, and Series 79TO exams. John is registered in 19 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
06/27/2022 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
PA
06/09/2016 - 06/23/2022
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
DC
12/10/2013 - 01/14/2016
BMO CAPITAL MARKETS CORP. (WASHINGTON DC DC)
NY
03/04/2011 - 08/01/2012
IMPERIAL CAPITAL, LLC (NEW YORK NY)
NY
01/02/1998 - 01/18/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/14/1995 - 01/08/1998
BZW SECURITIES INC. (NEW YORK NY)
BC
Issued 12/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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