Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Craig Oxman has been in the financial services industry since November 6, 1989. John is currently registered with UBS Securities LLC as a registered representative. John is a Series 24, 62, 63, 79, and SIE licensed professional, and holds registrations in all 50 states and the District of Columbia. Previously, John was employed by Credit Suisse Securities (USA) LLC and Donaldson, Lufkin & Jenrette Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/20/2023 - Present
UBS Securities LLC (New York NY)
NY
11/07/1989 - 11/20/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
11/03/2000 - 09/27/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 06/22/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/1989
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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