Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Craig Mori is a financial advisor registered with Oppenheimer & Co. Inc. and has been in the industry for over 8 years. John has experience with a wide range of clients, including high-net-worth individuals, corporations, and retirement plans. He specializes in providing financial planning, portfolio management, and pension consulting services. Previously, John worked at COWEN AND COMPANY and CAMBRIDGE INTERNATIONAL SECURITIES, LLC. He holds Series 7, 24 and 63 licenses. John is registered to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
06/05/2024 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
CT
12/27/2018 - 05/28/2024
COWEN AND COMPANY (Stamford CT)
CT
07/23/2018 - 12/10/2018
CAMBRIDGE INTERNATIONAL SECURITIES, LLC (WESTPORT CT)
NY
09/13/2016 - 07/11/2018
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 12/20/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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