linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

John Courtney Rozier

NBC Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you John? Claim Your Profile

About John Courtney Rozier

John Courtney Rozier is a registered representative with NBC Securities, Inc., having joined the firm in 2019. John previously worked with FIRST STATE FINANCIAL MANAGEMENT, INC. for 18 years. John holds the Series 6, 62, 63 and 65 licenses as well as the SIE exam. John is registered in Colorado, Illinois, Kentucky, Missouri, New York, Pennsylvania and Texas. John has been working in the securities industry since August 21, 2001. John's firm, NBC Securities, Inc., offers a variety of investment services and manages over $1 billion in assets.

Firm Information

John Rozier is currently registered with NBC Securities, Inc.. NBC Securities, Inc. is a corporation headquartered in Birmingham, Alabama, that has been in operation since March 13, 1986. The firm provides financial planning, pension consulting, and portfolio management services for individuals, businesses, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm manages approximately $1 billion to $10 billion in assets and has a presence in all 50 states and the District of Columbia.
NBC Securities, Inc.

1927 FIRST AVENUE NORTH

BIRMINGHAM, AL 35203

$1.72B

Assets Under Management

100

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

John Rozier’s Registration & Firm History

MO

01/25/2021 - Present

NBC Securities, Inc. (STE. GENEVIEVE MO)

MO

08/21/2001 - 06/07/2019

FIRST STATE FINANCIAL MANAGEMENT, INC. (PERRYVILLE MO)

Not sure if John Courtney Rozier is right for you?

Licenses & Designations

IA

Issued 08/19/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/27/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/06/2002

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 08/20/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Courtney Rozier.
Not sure if John Courtney Rozier is right for you?