Unclaimed
John Cotton is a financial advisor with Prudential Annuities Distributors, Inc., located in Shelton, CT. John has been in the financial industry since 2018 and has a Series 7, Series 66 and SIE license. John is registered with the following states: California, Florida, Massachusetts, New Mexico, Pennsylvania, South Dakota and Vermont. Prior to joining Prudential Annuities Distributors, Inc., John worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Pennington, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
03/28/2019 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
01/19/2018 - 03/11/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
BOTH
Issued 03/01/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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