Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Cosgrove McCarthy is a financial professional with over 29 years of experience in the industry. John has held several positions at various firms including Santander US Capital Markets LLC, Susquehanna Financial Group, LLLP, FTN Financial Securities Corp, Spear, Leeds & Kellogg, L.P. and Oppenheimer & Co., Inc. John is currently registered with Stonex Financial Inc. and holds Series 7, Series 24, Series 63 and SIE licenses. John is registered in all states of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/12/2023 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
03/18/2014 - 09/02/2023
SANTANDER US CAPITAL MARKETS LLC (NEW YORK NY)
NY
06/18/2009 - 04/02/2014
SUSQUEHANNA FINANCIAL GROUP, LLLP (NEW YORK NY)
NY
01/07/2005 - 06/02/2009
FTN FINANCIAL SECURITIES CORP (NEW YORK NY)
NY
06/04/1997 - 01/07/2005
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
06/24/1996 - 05/23/1997
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
05/25/1993 - 10/06/1995
BANCA IMI SECURITIES CORP. (NEW YORK NY)
BC
Issued 06/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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