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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Cordell Clay is an investment advisor representative with over 20 years of experience in the financial industry. John Cordell Clay is currently registered with D.a. Davidson & Co. in Ventura, CA. John Cordell Clay has been with the firm since 2013. Previously John Cordell Clay was registered with Crowell Weedon & Co. and Crowell, Weedon & Co. in Ventura, CA. John Cordell Clay is licensed to offer securities products in multiple states. John Cordell Clay offers a range of financial services including financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/25/2013 - Present
D.a. Davidson & Co. (Ventura CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (VENTURA CA)
CA
12/07/2010 - 11/04/2013
CROWELL, WEEDON & CO. (VENTURA CA)
CA
09/24/2001 - 12/07/2010
UBS FINANCIAL SERVICES INC. (OXNARD CA)
BOTH
Issued 10/12/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/07/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/06/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2006
Series 3 - National Commodity Futures Examination
BC
Issued 09/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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