Unclaimed
John Cooper Duni is a financial advisor who is registered with the state of Virginia and associated with McMg Capital Advisors, Inc. John Duni has been in the industry since February 10, 2014. John holds several industry licenses including Series 7, 79, 86, 87, and SIE. John is also a Registered Representative and an Investment Advisor Representative for McMg Capital Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
08/25/2015 - Present
McMg Capital Advisors, Inc. (RICHMOND VA)
VA
11/21/2013 - 06/03/2015
BB&T SECURITIES, LLC (RICHMOND VA)
BC
Issued 12/07/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/17/2014
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/23/2013
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/21/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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