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John Conway

Fidelity Brokerage Services LLC

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About John Conway

John Conway is a financial advisor with over 17 years of experience in the industry. John is currently registered with Fidelity Brokerage Services LLC and Fidelity Distributors Co. LLC. John's experience includes previous roles with Morgan Stanley Distribution, Inc., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. John has a strong track record of success and is committed to providing his clients with personalized financial advice.

Firm Information

John Conway is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Conway’s Registration & Firm History

MA

11/29/2022 - Present

Fidelity Brokerage Services LLC (BOSTON MA)

MA

01/10/2011 - 07/29/2021

MORGAN STANLEY DISTRIBUTION, INC. (BOSTON MA)

NY

06/01/2009 - 01/10/2011

MORGAN STANLEY SMITH BARNEY (PURCHASE NY)

NY

11/19/2007 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NC

11/17/2005 - 08/24/2007

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 12/05/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2008

Series 31 - Futures Managed Funds Examination

BC

Issued 12/13/2007

Series 7 - General Securities Representative Examination

BC

Issued 11/16/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Conway.
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