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John Constantine Cavalaris

Charles Schwab & CO., Inc.

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About John Constantine Cavalaris

John Constantine Cavalaris is a financial advisor who has been in the industry since November 25, 2013. John is currently registered with Charles Schwab & CO., Inc. John has also been registered with MORGAN STANLEY and FIDELITY BROKERAGE SERVICES LLC in the past. John holds the Series 7, Series 63, Series 65, and SIE licenses. John's current registrations include the State of Illinois and John is active in both the Broker-Dealer and Investment Advisor scope. John's past employment includes roles at FIDELITY BROKERAGE SERVICES LLC in Covington, Kentucky and MORGAN STANLEY in Chicago, Illinois.

Firm Information

John Cavalaris is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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John Cavalaris’s Registration & Firm History

IL

12/20/2021 - Present

Charles Schwab & CO., Inc. (Winnetka IL)

IL

04/08/2015 - 12/02/2021

MORGAN STANLEY (Chicago IL)

KY

10/15/2013 - 03/13/2015

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

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Licenses & Designations

IA

Issued 07/01/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/25/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Constantine Cavalaris.
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