Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Comerford is a financial professional with over 20 years of experience in the industry. John is currently registered with TD Securities (usa) LLC in California and New York. John has a strong background in securities trading, having held positions at several prominent firms including Credit Suisse Securities (USA) LLC, Instinet, LLC, and Nomura Securities International, Inc. John is a Series 7, 24, 57, 99TO, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/09/2024 - Present
TD Securities (usa) LLC (San Francisco CA)
CA
03/06/2018 - 07/18/2024
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
CA
10/02/2007 - 02/08/2018
INSTINET, LLC (SAN FRANCISCO CA)
CA
11/17/2003 - 10/03/2007
NOMURA SECURITIES INTERNATIONAL, INC. (SAN FRANCISCO CA)
BC
Issued 12/16/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2017
Series 57 - Securities Trader Exam
BC
Issued 11/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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