Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Colm Mooney is a financial advisor with over 20 years of experience in the financial services industry. John currently works at Franklin Distributors, LLC, a firm based in New York, NY. John has held previous positions at Citigroup Global Markets Inc. and First Investors Management Company, Inc. John is licensed to sell securities in New York and holds Series 7, Series 52, Series 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/01/2005 - Present
Franklin Distributors, LLC (NEW YORK NY)
NY
10/21/2004 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NA
04/09/1992 - 10/14/1993
FIRST INVESTORS MANAGEMENT COMPANY, INC.
BOTH
Issued 12/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2004
Series 7 - General Securities Representative Examination
BC
Issued 04/07/1992
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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