Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Collins Ledgewood has been in the financial services industry since 2012 and is currently registered with TD Securities (USA) LLC. John has a strong background in the securities industry, having previously worked at UBS Financial Services Inc., UBS Securities LLC, Sterne Agee Financial Services, Inc., and Edward Jones. John holds the Series 7, Series 66, and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/19/2023 - Present
TD Securities (usa) LLC (NEW YORK NY)
NJ
03/02/2017 - 11/30/2023
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
03/02/2017 - 03/30/2022
UBS SECURITIES LLC (NEW YORK NY)
AL
08/11/2014 - 03/06/2015
STERNE AGEE FINANCIAL SERVICES, INC. (Florence AL)
MO
09/14/2012 - 01/15/2013
EDWARD JONES (ST LOUIS MO)
BOTH
Issued 10/02/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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