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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Coleman Dawson III is an advisor with Hightower Advisors, LLC. John has been in the financial services industry since October 22, 1990. John specializes in providing financial planning, portfolio management for individuals and businesses, treasury management, selection of other advisors, and pension consulting. John has a total of 1 approved state registrations, 1 approved FINRA registrations, and 1 approved SRO registrations. John holds the following licenses: Series 3, Series 7, Series 24, Series 63, and Series 65. John has previously worked for Salient Capital L.P., Telemus Investment Brokers, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Goldman, Sachs & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
TX
12/06/2018 - Present
Hightower Advisors, LLC (HOUSTON TX)
TX
04/07/2011 - 09/07/2018
SALIENT CAPITAL L.P. (HOUSTON TX)
TX
05/04/2007 - 07/01/2010
TELEMUS INVESTMENT BROKERS, LLC (HOUSTON TX)
TX
07/30/1997 - 05/07/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
NY
10/23/1990 - 08/06/1997
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 08/19/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2007
Series 24 - General Securities Principal Examination
BC
Issued 09/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1990
Series 3 - National Commodity Futures Examination
BC
Issued 10/12/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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