Unclaimed
John Cochran Buck is a financial advisor with Raymond James Financial Services Advisors, INC, based in Chevy Chase, MD. John has been in the financial industry since 1984 and has experience with a variety of firms including Morgan Stanley, SunTrust Investment Services, Inc., and Robert Thomas Securities, Inc. John is licensed to offer financial services in multiple states and holds several securities licenses. John specializes in portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MD
06/01/2020 - Present
Raymond James Financial Services Advisors, Inc. (Chevy Chase MD)
MD
12/03/2010 - 05/26/2020
MORGAN STANLEY (BETHESDA MD)
MD
10/31/2003 - 12/06/2010
SUNTRUST INVESTMENT SERVICES, INC. (BETHESDA MD)
FL
01/04/1999 - 11/04/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
07/28/1992 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
07/09/1990 - 07/21/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
03/24/1988 - 06/26/1990
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
04/11/1988 - 04/19/1988
SHEARSON LEHMAN HUTTON INC.
NA
08/15/1986 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
08/16/1984 - 08/29/1986
WHEAT, FIRST SECURITIES, INC.
BOTH
Issued 7/20/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/3/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/12/1995
Series 24 - General Securities Principal Examination
BC
Issued 4/3/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/21/1984
Series 7 - General Securities Representative Examination
BC
Issued 3/24/1983
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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