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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Clyde Baker is an active broker and investment advisor representative registered with Morgan Stanley. John is a veteran of the financial services industry, having started in 1973. John has experience with various firms including Citigroup Global Markets Inc. and Lehman Brothers Inc., and has held positions as Vice President. John currently operates out of the Greenwood Village, CO branch of Morgan Stanley. John specializes in portfolio management for individuals, businesses, and investment companies. John's experience and expertise make him a valuable resource for clients seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CO
06/01/2009 - Present
Morgan Stanley (Greenwood Village CO)
CO
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ENGLEWOOD CO)
NY
05/14/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/21/1978 - 05/14/1988
E. F. HUTTON & COMPANY INC
NA
02/28/1978 - 10/26/1978
DEAN WITTER REYNOLDS INC.
NA
03/01/1974 - 02/28/1978
REYNOLDS SECURITIES, INC.
NA
10/05/1973 - 05/01/1974
DUPONT WALSTON, INCORPORATED
BOTH
Issued 02/01/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1977
PC - AMEX Put and Call Exam
BC
Issued 10/02/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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