Unclaimed
John Clement Boma is a financial advisor with over 30 years of experience in the financial services industry. John is currently registered with Nylife Distributors LLC, a firm he joined in 2009. Prior to that, John worked for Borealis Partners, LLC, M Holdings Securities, Inc., Mutual Service Corporation, and The Equitable Life Assurance Society of the United States. John holds Series 6, 22, 26, 39, 63, and 65 licenses and has extensive experience in investment company products, variable contracts, direct participation programs, and securities trading. John is registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KS
04/20/2009 - Present
Nylife Distributors LLC (LEAWOOD KS)
RI
06/14/2006 - 03/12/2009
BOREALIS PARTNERS, LLC (CRANSTON RI)
OR
12/01/2000 - 06/01/2006
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
MA
01/06/1988 - 12/05/2000
MUTUAL SERVICE CORPORATION (BOSTON MA)
NA
01/13/1987 - 01/09/1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 03/01/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/07/2006
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2005
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/30/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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