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John Clayton Pawlowski

Northwestern Mutual Investment Services, LLC

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About John Clayton Pawlowski

John Clayton Pawlowski is a financial advisor currently registered with Northwestern Mutual Investment Services, LLC. John has been a financial advisor for over 20 years and holds several licenses and registrations. John has held several previous positions at different companies including Northwestern Mutual Investment Services, LLC, Precision Distributors, LLC, Catholic Financial Services Corporation, Trinity Distributors LLC, and Strong Investments, INC.. John holds the Series 6, 7, 63, 65, and 66 licenses. John's primary focus is in investment research and referrals to other advisors.

Firm Information

John Pawlowski is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

2,341

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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John Pawlowski’s Registration & Firm History

WI

01/01/2025 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

10/05/2004 - 10/24/2013

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

11/17/2003 - 09/27/2004

PRECISION DISTRIBUTORS, LLC (MILWAUKEE WI)

WI

10/31/2003 - 09/14/2004

CATHOLIC FINANCIAL SERVICES CORPORATION (MILWAUKEE WI)

WI

04/25/2003 - 08/05/2003

TRINITY DISTRIBUTORS LLC (MEQUON WI)

WI

12/11/1996 - 09/17/2002

STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)

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Licenses & Designations

BOTH

Issued 08/17/2006

Series 66 - Uniform Combined State Law Examination

IA

Issued 03/09/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/17/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/08/2000

Series 7 - General Securities Representative Examination

BC

Issued 12/10/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Clayton Pawlowski.
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