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John Clayton Pawlowski

Northwestern Mutual Investment Services, LLC

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About John Clayton Pawlowski

John Clayton Pawlowski is a financial advisor with Northwestern Mutual Investment Services, LLC in Milwaukee, Wisconsin. John has been in the financial services industry since June 1999. John is registered to provide investment advice in Wisconsin and has a Series 6, 7, 63, 65 and 66 license. John is also registered with FINRA as a registered representative. Prior to joining Northwestern Mutual Investment Services, LLC, John worked at other firms including Precision Distributors, LLC, Catholic Financial Services Corporation, Trinity Distributors LLC, and Strong Investments, Inc.

Firm Information

John Pawlowski is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

720 E Wisconsin Ave

Milwaukee, WI 53202

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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John Pawlowski’s Registration & Firm History

WI

06/08/2015 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

10/05/2004 - 10/24/2013

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

11/17/2003 - 09/27/2004

PRECISION DISTRIBUTORS, LLC (MILWAUKEE WI)

WI

10/31/2003 - 09/14/2004

CATHOLIC FINANCIAL SERVICES CORPORATION (MILWAUKEE WI)

WI

04/25/2003 - 08/05/2003

TRINITY DISTRIBUTORS LLC (MEQUON WI)

WI

12/11/1996 - 09/17/2002

STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)

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Licenses & Designations

BOTH

Issued 8/17/2006

Series 66 - Uniform Combined State Law Examination

IA

Issued 3/9/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/17/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 2/8/2000

Series 7 - General Securities Representative Examination

BC

Issued 12/10/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Clayton Pawlowski.
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