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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Claybourn Frakes is a financial advisor with Sanctuary Advisors, LLC. John has been in the financial services industry since 1992. John has experience with a variety of financial products and services, including investment advisory services, securities brokerage services and financial planning. John is registered with the state of Texas as an Investment Advisor Representative (IAR). Prior to Sanctuary Advisors, LLC John was a Financial Advisor at UBS Financial Services Inc., Citigroup Global Markets Inc. and Lehman Brothers Inc. John holds the Series 3, 7, 22 and 63 licenses, along with the SIE and Series 65 examinations. John has a diverse client base that includes individuals, corporations and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/18/2020 - Present
Sanctuary Advisors, LLC (San Antonio TX)
TX
01/16/2009 - 09/29/2020
UBS FINANCIAL SERVICES INC. (SAN ANTONIO TX)
TX
07/31/1993 - 02/05/2009
CITIGROUP GLOBAL MARKETS INC. (SAN ANTONIO TX)
NY
10/01/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/04/1991 - 08/02/1991
TREND SECURITIES, INC.
IA
Issued 10/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1994
Series 3 - National Commodity Futures Examination
BC
Issued 09/10/1992
Series 7 - General Securities Representative Examination
BC
Issued 04/04/1990
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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