Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Clay Pullen is a registered representative with J.p. Morgan Securities LLC. John has been in the securities industry since 1999, and is licensed to offer securities and investment advisory services in several states. John has also been a farmer / rancher / beekeeper since 2014, and dedicates approximately 10 hours per month to this activity. John's experience in both the financial services industry and the agricultural industry allows him to offer unique perspectives to his clients. Prior to joining J.p. Morgan Securities LLC, John worked for Chase Investment Services Corp., LPL Financial Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Fidelity Brokerage Services LLC, Dean Witter Reynolds Inc. and Lloyd Wade Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/01/2012 - Present
J.p. Morgan Securities LLC (GREENVILLE TX)
TX
07/20/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (COMMERCE TX)
TX
06/05/2008 - 07/19/2010
LPL FINANCIAL CORPORATION (SUGAR LAND TX)
TX
07/26/2006 - 08/16/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
RI
04/02/2001 - 06/30/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
01/14/2000 - 03/29/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
TX
10/25/1999 - 12/13/1999
LLOYD WADE SECURITIES INC. (DALLAS TX)
BOTH
Issued 02/28/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 10/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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