Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Clarence Woods is a financial advisor at LPL Financial LLC. John has over 35 years of experience in the financial services industry. John is registered with the Securities and Exchange Commission (SEC) and holds several licenses including Series 66, Series 63, Series 51, Series 24, Series 7, and Series SIE. John is also a Registered Investment Advisor in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/07/2020 - Present
LPL Financial LLC (OKEECHOBEE FL)
FL
11/12/2014 - 09/30/2020
NBC SECURITIES, INC. (VERO BEACH FL)
FL
02/08/2006 - 11/12/2014
USA FINANCIAL SECURITIES CORPORATION (VERO BEACH FL)
CT
06/15/2004 - 02/15/2006
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
TX
01/30/1998 - 04/01/2004
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
TN
02/13/1996 - 02/02/1998
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
FL
01/04/1989 - 01/18/1996
SCHLITT INVESTOR SERVICES, INC. (VERO BEACH FL)
NA
05/29/1985 - 12/19/1988
MARINA SECURITIES, INC.
BOTH
Issued 05/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/26/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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