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John Cicchetti

B. Riley Wealth Management

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About John Cicchetti

John Cicchetti is a financial advisor with B. Riley Wealth Management in Red Bank, New Jersey. John has been in the financial services industry since 1993. John is licensed to provide financial advice in New Jersey. John also holds the Series 7, Series 24 and SIE licenses. John previously worked at National Securities Corporation, National Financial Services LLC, Schroder & Co. Inc. and Dean Witter Reynolds Inc.

Firm Information

John Cicchetti is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Cicchetti’s Registration & Firm History

NJ

07/22/2022 - Present

B. Riley Wealth Management (RED BANK NJ)

NY

12/09/2021 - 07/22/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NJ

08/23/2000 - 07/09/2021

NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)

NY

04/15/1996 - 05/24/1999

SCHRODER & CO. INC. (NEW YORK NY)

NY

08/03/1993 - 04/17/1996

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 08/25/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/13/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Cicchetti.
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