Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Ciaramitaro is a financial advisor working at Rockefeller Financial LLC in Dallas, Texas. John has been in the financial services industry since 1986. John's experience includes previous roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley, Citigroup Global Markets Inc., UBS Financial Services Inc., Donaldson, Lufkin & Jenrette Securities Corporation, Great Western Financial Securities Corporation, Sutro & Co. Incorporated, and Thomson McKinnon Securities Inc. John is licensed to provide financial advice in a variety of states, including Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
07/01/2019 - Present
Rockefeller Financial LLC (Dallas TX)
TX
09/04/2014 - 06/21/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRISCO TX)
TX
06/01/2009 - 08/22/2014
MORGAN STANLEY (DALLAS TX)
TX
08/17/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
TX
01/21/1997 - 08/16/2006
UBS FINANCIAL SERVICES INC. (DALLAS TX)
NJ
11/05/1992 - 02/05/1997
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
CA
08/15/1988 - 10/23/1992
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NA
01/02/1987 - 08/23/1988
SUTRO & CO. INCORPORATED
NA
12/17/1985 - 01/08/1987
THOMSON MCKINNON SECURITIES INC.
IA
Issued 11/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/11/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/02/1990
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2002
Series 3 - National Commodity Futures Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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