Unclaimed
John Christopher Van is a securities professional with over 25 years of experience in the financial services industry. John has worked with clients in various roles including a registered representative and a general securities principal. John has held Series 7, 24, 28, 63, 79, 99 and SIE licenses. John is currently a registered representative of Partnercap Securities, LLC. John is a South Carolina licensed securities professional with a current registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SC
02/10/2006 - Present
Partnercap Securities, LLC (BLUFFTON SC)
TN
09/21/2012 - 11/11/2015
VICTOR SECURITIES, LLC (NASHVILLE TN)
NY
01/08/2003 - 10/05/2005
LEIGH BALDWIN & CO., LLC (CAZENOVIA NY)
CA
04/19/1996 - 01/10/2002
AMERICAN EASTERN SECURITIES, INC. (LOS ANGELES CA)
BC
Issued 12/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2005
Series 24 - General Securities Principal Examination
BC
Issued 11/09/1995
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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