Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Christopher Rothstein is a financial advisor with Variable Investment Associates, Inc. based in Tea, SD. John has been in the securities industry since 1987. He is registered with FINRA as a registered representative. He is also licensed in Florida and South Dakota. John holds a Series 6 license and has passed the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
SD
01/04/2010 - Present
Variable Investment Associates, Inc. (TEA SD)
SD
02/09/2002 - 12/15/2009
SAMMONS SECURITIES COMPANY, LLC (MOBRIDGE SD)
CA
01/03/2001 - 02/09/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
CT
10/01/1995 - 12/31/2000
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
WA
04/07/1987 - 10/01/1995
RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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