Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Christopher Novak is a financial professional with over 20 years of experience in the financial services industry. John currently works at Charles Schwab & CO., Inc. and TD Ameritrade Clearing, Inc. John has previously held positions at TD AMERITRADE, INC., SCOTTRADE, INC., QUICK & REILLY, INC., and PRUDENTIAL SECURITIES INCORPORATED. John is a licensed Series 7, 63, 24, 3, 34, 55, 65, and SIE general securities representative. John is also a Registered Options Principal and holds the Securities Trader designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
01/19/2022 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
MO
03/27/2018 - 07/29/2024
TD AMERITRADE, INC. (St Louis MO)
MO
08/26/2002 - 03/28/2018
SCOTTRADE, INC. (ST. LOUIS MO)
NE
03/12/2018 - 03/27/2018
TD AMERITRADE, INC. (OMAHA NE)
NY
01/16/2002 - 08/22/2002
QUICK & REILLY, INC. (NEW YORK NY)
NY
01/02/2000 - 12/31/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/13/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2009
Series 24 - General Securities Principal Examination
BC
Issued 05/03/2007
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2018
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 04/10/2018
Series 3 - National Commodity Futures Examination
BC
Issued 07/26/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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