Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Christopher Nori is a financial professional with over 25 years of experience in the financial services industry. John has a wide range of experience in the financial services industry, having worked with several firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Sagepoint Financial, Inc. John currently works at Osaic Wealth, Inc., a firm with a wide range of experience and a commitment to providing financial advice to individuals, families, and businesses. John's experience and expertise make him a valuable asset to Osaic Wealth, Inc., and its clients. John has a wide range of certifications and licenses and is dedicated to providing his clients with the highest quality financial advice and service. He is a Registered Representative and Investment Adviser Representative. John has passed exams in the General Securities Representative Examination, Futures Managed Funds Examination, General Securities Principal Examination, General Securities Sales Supervisor - General Module Examination, General Securities Sales Supervisor - Options Module Examination, Uniform Combined State Law Examination, Uniform Investment Adviser Law Examination and Uniform Securities Agent State Law Examination. John provides advisory services in portfolio management for businesses, portfolio management for individuals, financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
09/01/2023 - Present
Osaic Wealth, Inc. (STERLING HEIGHTS MI)
MI
03/08/2010 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (STERLING HEIGHTS MI)
MI
09/01/2005 - 08/03/2009
MUTUAL SERVICE CORPORATION (STERLING HEIGHTS MI)
FL
08/15/2005 - 09/07/2005
BROAD STREET SECURITIES, INC. (PLANTATION FL)
NY
06/09/1998 - 07/15/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/19/1996 - 06/05/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 03/20/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2010
Series 24 - General Securities Principal Examination
BC
Issued 07/02/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/07/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Nori is the right advisor for you? Invested Better is here to help.
