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John Christopher McCloskey

Ashton Thomas Private Wealth

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About John Christopher McCloskey

John Christopher McCloskey is a financial advisor with Ashton Thomas Private Wealth, based in COLORADO SPRINGS, CO. John has been in the financial services industry since 2007 and holds a Series 66, Series 7, Series 9, and Series 10 licenses. John is a Certified Financial Planner™ professional. John has worked at several other firms, including WELLS FARGO CLEARING SERVICES, LLC, WELLS FARGO INVESTMENTS, LLC, and WELLS FARGO ADVISORS, LLC. John has a strong focus on working with high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and pension and profit-sharing plans. John offers a variety of advisory services, including financial planning, pension consulting, selection of other advisors, and portfolio management for individuals.

Firm Information

John McCloskey is currently registered with Ashton Thomas Private Wealth. Ashton Thomas Private Wealth is a Scottsdale, Arizona-based wealth management firm that provides financial planning, pension consulting, portfolio management for individuals, selection of other advisers, and variable product model design and maintenance services. The firm has $2.89 billion in regulatory assets under management and serves a diverse clientele including individuals, families, businesses, charitable organizations, and pension and profit sharing plans.
Ashton Thomas Private Wealth

8605 EAST RAINTREE DRIVE

SCOTTSDALE, AZ 85260

$2.89B

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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variable product model design and maintenance

Variable product model design and maintenance

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John McCloskey’s Registration & Firm History

CO

02/16/2023 - Present

Ashton Thomas Private Wealth (COLORADO SPRINGS CO)

CO

03/12/2020 - 02/22/2023

WELLS FARGO CLEARING SERVICES, LLC (COLORADO SPRINGS CO)

CO

01/03/2011 - 01/07/2020

WELLS FARGO CLEARING SERVICES, LLC (GREENWOOD VILLAGE CO)

CO

10/29/2010 - 01/03/2011

WELLS FARGO INVESTMENTS, LLC (DENVER CO)

CO

07/23/2010 - 09/15/2010

WELLS FARGO ADVISORS, LLC (DENVER CO)

TX

07/11/2007 - 07/26/2010

WELLS FARGO INVESTMENTS, LLC (HOUSTON TX)

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Licenses & Designations

BOTH

Issued 08/10/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/19/2013

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/01/2013

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/10/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Christopher McCloskey.
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