Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Christopher McCabe is a financial professional with over 20 years of experience in the industry. John currently works at Scotia Capital (usa) Inc. Prior to joining Scotia Capital (usa) Inc., John held positions at Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan Securities Inc., and Banc One Capital Markets, Inc. John is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 24, Series 63, Series 79TO, and SIE licenses. John is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/05/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
08/20/2007 - 04/04/2023
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
07/14/2004 - 08/28/2007
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
07/01/2004 - 07/09/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IL
10/10/2001 - 07/01/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
BC
Issued 11/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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