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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Christopher Marsh is a financial advisor at UBS Financial Services Inc., with over 15 years of experience in the industry. John is registered with the Financial Industry Regulatory Authority (FINRA) and holds a variety of licenses, including Series 3, 7, 9, 10, and 66. John is also registered to provide investment advice in 45 states. John has a strong background in portfolio management, financial planning, and investment strategies. John is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals. John is a member of the board of directors of the Ronald McDonald House of San Diego, a non-profit organization that provides support to families with children who are hospitalized. John is also an officer of the LHON Collective, a non-profit organization focused on supporting the rare disease patient community.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
01/09/2023 - Present
UBS Financial Services Inc. (LA JOLLA CA)
BOTH
Issued 06/01/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/29/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/27/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2012
Series 3 - National Commodity Futures Examination
BC
Issued 02/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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