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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Christopher Little is an investment advisor representative with Osaic Wealth, Inc. John Little is currently registered with the state regulators of Florida, Kentucky, and Texas. John Little is also registered with FINRA and the SEC as an investment advisor representative. John Little has been in the securities industry since 1994 and has worked for SAGEPOINT FINANCIAL, INC. and NEXT FINANCIAL GROUP, INC. in the past. John Little has a Series 6 and Series 63 license as well as the SIE exam. John Little also holds the Series 65 license. John Little is a member of the Osaic Wealth, Inc. team and offers financial planning, portfolio management for individuals and businesses, pension consulting, educational seminars, and selection of other advisors to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
09/01/2023 - Present
Osaic Wealth, Inc. (LAGRANGE KY)
KY
09/06/2018 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (LAGRANGE KY)
KY
01/25/2006 - 09/04/2018
NEXT FINANCIAL GROUP, INC. (LAGRANGE KY)
KS
05/12/1994 - 01/30/2006
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 06/05/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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