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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Christopher Liddicoat is a financial advisor with First Citizens Investor Services, Inc. based in Raleigh, NC. John has been in the industry since 1993 and has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Lincoln Financial Advisors Corporation. John is a Certified Financial Planner. He is registered to provide financial services in multiple states and has passed a number of industry exams including Series 7, 6, 2, 22, 63, and 65. John specializes in Portfolio Management for Individuals and Businesses as well as Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
06/22/2017 - Present
First Citizens Investor Services, Inc. (RALEIGH NC)
CT
01/05/2016 - 06/19/2017
SAYBRUS EQUITY SERVICES, INC (HARTFORD CT)
WA
02/11/2010 - 12/31/2015
NFP ADVISOR SERVICES, LLC (SEATTLE WA)
CA
02/20/2001 - 02/01/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
IN
06/01/1998 - 04/04/2000
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
PA
03/19/1993 - 06/01/1998
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
IA
Issued 01/27/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/28/1996
Series 2 - Non-Member General Securities Examination
BC
Issued 03/16/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/19/1993
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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