Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Christopher Leo is a financial advisor at Snowball Capital LLC. John has been working in the financial industry since 1991 and has a diverse background in the securities industry. John holds a Series 7, Series 24, Series 55, Series 63, SIE, Series 57TO, Series 79TO and Series 99TO licenses. John is currently registered with the following states: Arkansas, California, Colorado, Connecticut, Delaware, Florida, Georgia, Idaho, Iowa, Maryland, Nevada, North Carolina, Ohio, Oregon, Pennsylvania, Texas, Virginia, and Washington. John's previous employers include VCS Venture Securities, American Union Securities, Inc., Manor Securities, LLC, AM Capital LLC, M. H. Meyerson & Co., Inc., Teevan & Co., Inc., Quick & Reilly, Inc., R A F Financial Corporation, F.N. Wolf & Co., Inc., and Equitable Securities of New York, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/02/2023 - Present
Snowball Capital LLC (MIAMI FL)
FL
03/19/2007 - 02/06/2023
VCS VENTURE SECURITIES (Miami FL)
NY
11/12/2004 - 03/20/2007
AMERICAN UNION SECURITIES, INC. (NEW YORK NY)
NJ
01/20/2004 - 09/02/2004
MANOR SECURITIES, LLC (SADDLE RIVER NJ)
NY
06/21/2001 - 02/12/2002
AM CAPITAL LLC (NEW YORK NY)
NJ
06/19/1997 - 07/16/2001
M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)
NJ
08/19/1996 - 05/13/1997
TEEVAN & CO., INC. (RUMSON NJ)
NY
08/22/1995 - 01/04/1996
QUICK & REILLY, INC. (NEW YORK NY)
CO
06/08/1994 - 12/09/1994
R A F FINANCIAL CORPORATION (DENVER CO)
NA
03/14/1988 - 06/01/1994
F.N. WOLF & CO., INC.
NA
07/21/1987 - 03/15/1988
EQUITABLE SECURITIES OF NEW YORK,INC.
BC
Issued 08/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/01/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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