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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Christopher Higgins is a financial advisor in Lubbock, Texas. John has been a registered representative since 1991, and has worked for several firms including AXA Advisors, LLC, The Equitable Life Assurance Society of the United States, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Equico Securities, Inc. and The Equitable Life Assurance Society of the United States. John is currently registered with MML Investors Services, LLC. John has a diverse range of experience in financial advising and holds several licenses and certifications including Series 7, Series 6, Series 63, Series 24 and Series 53. John offers financial planning, pension consulting and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
TX
03/09/2005 - Present
MML Investors Services, LLC (Lubbock TX)
NY
04/17/1996 - 12/10/2004
AXA ADVISORS, LLC (NEW YORK NY)
NY
04/17/1996 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
11/15/1995 - 04/08/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/28/1991 - 10/10/1995
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
08/28/1991 - 10/10/1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 02/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/19/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/26/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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