Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Christopher Griffith is a financial advisor who is currently registered with TP Icap Global Markets Americas LLC. John Griffith has been in the financial services industry since April 1998. John Griffith has passed the Series 63, Series 7 and the SIE exams. John Griffith is licensed in New York. John Griffith was previously employed with Tullett Prebon Financial Services LLC, Tullett Liberty Securities Inc., Liberty Brokerage Securities Inc., Cantor Fitzgerald Securities and RMJ Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
12/07/2004 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
07/19/1999 - 12/01/2004
TULLETT LIBERTY SECURITIES INC. (NEW YORK NY)
NA
06/21/1999 - 07/13/1999
LIBERTY BROKERAGE SECURITIES INC.
NY
03/19/1999 - 06/22/1999
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NY
01/09/1995 - 12/12/1995
RMJ SECURITIES CORP. (NEW YORK NY)
BC
Issued 09/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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