Unclaimed
John Christopher Felag is a financial professional with over 30 years of experience in the securities industry. John has worked with Vision Financial Markets LLC and Vision Brokerage Services, LLC. Previously, John worked at BNP Paribas Securities Corp., BNP Paribas Brokerage Services, Inc., Chase Futures & Options, Inc., and Manufacturers Hanover Financial Options Group, Inc. John holds a variety of licenses and certifications including Series 3, 4, 7, 15, 24, 55, 57TO, 63, 99TO, SIE, and 42. John is registered with the state of Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/10/2008 - Present
Vision Financial Markets LLC (Stamford CT)
NY
01/01/2005 - 06/22/2006
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
PA
05/21/1996 - 01/01/2005
BNP PARIBAS BROKERAGE SERVICES, INC. (KING OF PRUSSIA PA)
IL
07/30/1990 - 06/04/1996
CHASE FUTURES & OPTIONS, INC. (CHICAGO IL)
IL
10/07/1988 - 09/13/1989
MANUFACTURERS HANOVER FINANCIAL OPTIONS GROUP, INC. (CHICAGO IL)
BC
Issued 06/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2006
Series 24 - General Securities Principal Examination
BC
Issued 11/18/1993
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 42 - Registered Options Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/21/1997
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
BC
Issued 10/06/1988
Series 15 - Foreign Currency Options Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Felag is the right advisor for you? Invested Better is here to help.