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John Christopher Felag

Vision Financial Markets LLC

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About John Christopher Felag

John Christopher Felag is a financial professional with over 30 years of experience in the securities industry. John has worked with Vision Financial Markets LLC and Vision Brokerage Services, LLC. Previously, John worked at BNP Paribas Securities Corp., BNP Paribas Brokerage Services, Inc., Chase Futures & Options, Inc., and Manufacturers Hanover Financial Options Group, Inc. John holds a variety of licenses and certifications including Series 3, 4, 7, 15, 24, 55, 57TO, 63, 99TO, SIE, and 42. John is registered with the state of Connecticut.

Firm Information

John Felag is currently registered with Vision Financial Markets LLC. Vision Financial Markets LLC is a Limited Liability Company that was formed on May 15, 2006. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Vision Financial Markets LLC has been the subject of 30 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Felag’s Registration & Firm History

CT

01/10/2008 - Present

Vision Financial Markets LLC (Stamford CT)

NY

01/01/2005 - 06/22/2006

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

PA

05/21/1996 - 01/01/2005

BNP PARIBAS BROKERAGE SERVICES, INC. (KING OF PRUSSIA PA)

IL

07/30/1990 - 06/04/1996

CHASE FUTURES & OPTIONS, INC. (CHICAGO IL)

IL

10/07/1988 - 09/13/1989

MANUFACTURERS HANOVER FINANCIAL OPTIONS GROUP, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 06/06/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/07/2006

Series 24 - General Securities Principal Examination

BC

Issued 11/18/1993

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 42 - Registered Options Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/21/1997

Series 3 - National Commodity Futures Examination

BC

Issued 12/17/1988

Series 7 - General Securities Representative Examination

BC

Issued 10/06/1988

Series 15 - Foreign Currency Options Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Christopher Felag.
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