Unclaimed
John Christopher Doell is a financial professional with over 15 years of experience in the financial services industry. John is a Registered Principal with Northern Trust Securities, Inc. and has a wide range of experience in providing investment advice and portfolio management services to individual and institutional clients. John holds the Series 3, 7, 24, and 63 licenses, as well as the SIE designation. John is registered to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
04/12/2011 - Present
Northern Trust Securities, Inc. (CHICAGO IL)
IL
09/29/2004 - 02/26/2009
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
BC
Issued 10/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2013
Series 3 - National Commodity Futures Examination
BC
Issued 09/28/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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