Unclaimed
John Christopher Cullen is a financial advisor with over 2 years of experience in the industry. John is currently registered with Nuveen Asset Management, LLC in Chicago, Illinois. Prior to joining Nuveen, John held positions with Northern Trust Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. John has a broad range of experience working with individuals, businesses, investment companies, and pooled investment vehicles. John holds the Series 66, Series 7 and SIE licenses and is registered to provide investment advice in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
08/17/2023 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
IL
12/06/2021 - 04/21/2023
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
01/15/2021 - 10/28/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING MEADOWS IL)
BOTH
Issued 04/02/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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