Unclaimed
John Christopher Cannella is a financial advisor with B. Riley Wealth Advisors, Inc. John has been in the industry since 2006. John is registered in Florida and New York and has held prior registrations with National Securities Corporation, Scottrade, Inc., Dawson James Securities, Inc., Garden State Securities, Inc., Gunnallen Financial, Inc., Sterling Financial Investment Group, Inc., Viewtrade Securities, Inc., Barron Chase Securities, Inc., FAS Wealth Management Services, Inc. and Biltmore Securities, Inc. John has passed several securities exams, including the Series 7, 63, 52TO, 66, 87, SIE, 4, 24 and 53. John is a registered representative (RR) and investment advisor representative (IAR) with B. Riley Wealth Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
07/02/2018 - Present
B. Riley Wealth Advisors, Inc. (BOCA RATON FL)
FL
05/16/2018 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
07/14/2016 - 03/09/2018
SCOTTRADE, INC. (CORAL SPRINGS FL)
FL
10/24/2014 - 05/24/2016
DAWSON JAMES SECURITIES, INC. (BOCA RATON FL)
FL
05/29/2013 - 08/06/2014
GARDEN STATE SECURITIES, INC. (WELLINGTON FL)
FL
01/22/2010 - 09/06/2012
GARDEN STATE SECURITIES, INC. (WELLINGTON FL)
FL
07/08/2008 - 02/02/2010
GUNNALLEN FINANCIAL, INC (WELLINGTON FL)
FL
03/29/2001 - 05/22/2001
STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)
FL
11/06/2000 - 04/04/2001
VIEWTRADE SECURITIES, INC. (BOCA RATON FL)
FL
03/02/1999 - 11/09/2000
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
FL
08/31/1998 - 12/14/1998
FAS WEALTH MANAGEMENT SERVICES, INC. (SARASOTA FL)
FL
01/05/1998 - 08/31/1998
BILTMORE SECURITIES, INC. (FT. LAUDERDALE FL)
BOTH
Issued 04/08/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/23/2018
Series 4 - Registered Options Principal Examination
BC
Issued 05/20/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/07/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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