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John Christopher Calabrese

Guggenheim Securities, LLC

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About John Christopher Calabrese

John Christopher Calabrese is a financial professional with over 23 years of experience in the securities industry. John has been registered with Guggenheim Securities, LLC since 2006. Before that, he was registered with Friedman, Billings, Ramsey & Co., Inc., Oppenheimer & Co. Inc., and Lehman Brothers Inc.. John is licensed to provide securities related services in 37 states. He is a Series 7, Series 24, Series 63, and SIE licensed individual.

Firm Information

John Calabrese is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Calabrese’s Registration & Firm History

FL

01/10/2006 - Present

Guggenheim Securities, LLC (FORT LAUDERDALE FL)

CA

04/05/2004 - 06/30/2005

FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)

NY

02/19/2002 - 01/05/2004

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

09/03/1997 - 04/12/2001

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/25/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/14/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for John Christopher Calabrese. Review regulatory record here.
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